Financial Adviser · SUBIACO, WA

Ka Ming Kwok

SUBIACO, WA
16 Years experience
ASIC Registered · ADV 000361149
Currently at
Subiaco, WA (firm address)

About Ka Ming Kwok

Ka Ming Kwok is a financial adviser based in Subiaco, Western Australia, with 16 years of experience in the financial services industry since 2010. Ka is currently authorised under Acns Capital Markets. Ka holds authorisations to advise on superannuation, securities and margin lending. Ka's qualifications include a Master of Business Administration from University of Western Australia.

Authorised to Advise On

Superannuation Securities Margin Lending

Restrictions: You are authorised to present underwriting and other opportunities, up to AUD$3 Million, to ACNS Capital Market Pty Ltd for consideration for; (a) interests in managed investment schemes excluding investor director portfolio services.(b) Securities

Qualifications and Training

2006
Bachelor of Commerce (Economics & Finance)
Curtain University of Technology
2010
Advanced Diploma of Financial Services (Financial Planning)
Kaplan Higher Education Pty Limited
2011
Margin Lending & Geared Investments
Kaplan Higher Education Pty Limited
2014
Master of Business Administration
University of Western Australia
2014
Self Managed Superannuation Funds
Colonial First State Investments Limited

Registration History

Aug 2026 - Present Current
You are authorised to present underwriting and other opportunities, up to AUD$3 Million, to ACNS Capital Market Pty Ltd for consideration for; (a) interests in managed investment schemes excluding investor director portfolio services.(b) Securities
Dec 2025 - Aug 2026 Ceased
Nov 2021 - Dec 2025 Ceased
NEO FINANCIAL SOLUTIONS PTY LTD
Aug 2020 - Nov 2021 Ceased
NEO FINANCIAL SOLUTIONS PTY LTD
Nov 2018 - Aug 2020 Ceased
May 2011 - Nov 2018 Ceased

Source: ASIC Financial Advisers Register