Data sourced from ASIC Financial Advisers Register
Financial Adviser · PERTH, WA

Carol Ann O'brien

15 Years experience
Currently at
National Australia Bank Limited
Melbourne, VIC
View firm profile
ASIC Registered · ADV 001002897

Carol Ann O'brien is a financial adviser based in Perth, Western Australia, with 15 years of experience in the financial services industry. Carol is currently authorised under National Australia Bank Limited. Carol holds authorisations to advise on derivatives and foreign exchange. Their qualifications include a Graduate Diploma of Financial Planning from Kaplan Higher Education Pty Limited. Carol is a member of Australian Financial Markets Association (AFMA).

Authorised to Advise On

Derivatives Foreign Exchange

Restrictions: In relation to the authorisation to provide financial product advice in relation to the product area Derivatives identified above, this authorisation is limited to interest rate derivatives.

Qualifications and Training

2005
BSc Finance
University College Cork, Ireland
2012
Diploma of Financial Services(Financial Markets)
Australian Financial Markets Association
2025
Graduate Diploma of Financial Planning
Kaplan Higher Education Pty Limited

Registration History

National Australia Bank Limited
Oct 2018 - Present Current
In relation to the authorisation to provide financial product advice in relation to the product area Derivatives identified above, this authorisation is limited to interest rate derivatives.
National Australia Bank Limited
Feb 2013 - Feb 2017 Ceased
Commonwealth Bank Of Australia
Apr 2011 - Jan 2013 Ceased

Source: ASIC Financial Advisers Register