Financial Adviser
· MARGARET RIVER, WA
Mark William Swan
No disciplinary history on record with ASIC
40
Years experience
ASIC Registered · ADV 000280077
Mark William Swan is a financial adviser based in Margaret River, Western Australia, with 40 years of experience in the financial services industry. Mark is currently authorised under R M Capital Pty Ltd. Mark holds authorisations to advise on superannuation, managed investments, securities and derivatives. Their qualifications include a Bachelor of Commerce (finance and accounting) from University of Western Australia. Mark is a member of Stockbrokers and Investment Advisers Association (SIAA).
Authorised to Advise On
Superannuation
Managed Investments
Securities
Derivatives
Deposit Products
Government Bonds
Margin Lending
Qualifications and Training
1985
Bachelor of Commerce (finance and accounting)
University of Western Australia
2002
SDIA Accreditation Program Assessment
- Deakin University
2003
Superannuation
RMIT University
2004
Level Two
- ASX
2010
Margin Lending & Geared Investments
Kaplan Professional
2024
Ethics and Professionalism in Financial Advice
Ethics - Kaplan Professional