Data sourced from ASIC Financial Advisers Register
Financial Adviser · WARRNAMBOOL, VIC

Stephen John Harris

25 Years experience
Tax advice
authorised
Currently at
Charter Financial Planning Limited
Sydney, NSW
View firm profile
ASIC Registered · ADV 000231053

Stephen John Harris is a financial adviser based in Warrnambool, Victoria, with 25 years of experience in the financial services industry. Stephen is currently authorised under Charter Financial Planning Limited. Stephen holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Certified Financial Planner from Financial Planning Association of Australia (FPA).

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Derivatives Deposit Products Government Bonds

Restrictions: One off licensee approval is required for all products which are either not on the approved product list or Derivatives.

Authorised to provide tax financial advice services

Qualifications and Training

2004
Diploma of Financial Planning
Financial Planning Association of Australia (FPA)
2005
Certified Financial Planner
Financial Planning Association of Australia (FPA)
2007
Self Managed Superannuation Funds
Financial Services Institute of Australia (FINSIA)
2010
Margin Lending and Geared Investments
Kaplan Higher Education Pty Limited
2022
Graduate Diploma of Financial Planning
Kaplan Higher Education Pty Limited

Registration History

Charter Financial Planning Limited
Jul 2019 - Present Current
One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
Bendigo Financial Planning Limited
Jan 2013 - Jun 2019 Ceased
SOUTHERN FINANCIAL PLANNING LIMITED
Apr 2007 - Dec 2012 Ceased

Source: ASIC Financial Advisers Register