Financial Adviser
· SWAN HILL, VIC
James Gerrard Sherlock
No disciplinary history on record with ASIC
14
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 000416826
James Gerrard Sherlock is a financial adviser based in Swan Hill, Victoria, with 14 years of experience in the financial services industry. James is currently authorised under Lifespan Financial Planning Pty Ltd. James holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Graduate Diploma of Financial Planning from Kaplan Higher Education Pty Ltd. James is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Authorised to provide tax financial advice services
Qualifications and Training
2011
Diploma of Financial Services (Financial Planning)
Pinnacle
2014
Advanced Diploma of Financial Planning
Pinnacle
2015
Self Managed Superannuation funds
Pinnacle
2025
Graduate Diploma of Financial Planning
Kaplan Higher Education Pty Ltd
Registration History
Government Debentures, Stocks or Bonds: class of product only. Securities: class of product only.
ELDERS FINANCIAL PLANNING PTY LTD
Government Debentures, Stocks or Bonds: Class of product only. Securities: Class of product only.
"Authorised to provide personal financial product advice to retail clients on MDA services. MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives."
GENESYS WEALTH ADVISERS PTY LIMITED
Source: ASIC Financial Advisers Register