Financial Adviser
· SPRING GULLY, VIC
David John Ritchie
No disciplinary history on record with ASIC
24
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 001005917
David John Ritchie is a financial adviser based in Spring Gully, Victoria, with 24 years of experience in the financial services industry. David is currently authorised under Sandhurst Private Capital Pty Ltd. David holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a BACHELOR OF BUSINESS from DEAKIN UNIVERSITY. David is a member of Stockbrokers and Investment Advisors Association.
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Derivatives
Deposit Products
Government Bonds
Margin Lending
Authorised to provide tax financial advice services
Qualifications and Training
1994
BACHELOR OF BUSINESS
DEAKIN UNIVERSITY
2020
Ethics & Professional Relationships
Ethics - QUT
2021
Economic & Legal Context for Financial Planning
Regulation & Legal Obligations - Kaplan Higher Education
Registration History
E.L. & C. BAILLIEU PTY LIMITED
Derivatives limited to old law securities options contracts Financial Products limited to miscellaneous financial investment products limited to managed investment warrants
Source: ASIC Financial Advisers Register