Financial Adviser
· SCORESBY, VIC
Sonal Gupta
No disciplinary history on record with ASIC
13
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 001002755
Sonal Gupta is a financial adviser based in Scoresby, Victoria, with 13 years of experience in the financial services industry. Sonal is currently authorised under Lifespan Financial Planning Pty Ltd. Sonal holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Degree of Master of Business Administration from Guru Nanak Dev University. Sonal is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Authorised to provide tax financial advice services
Qualifications and Training
2001
Degree of Bachelor of Business Administration
Punjab Technical University
2003
Degree of Master of Business Administration
Guru Nanak Dev University
2008
Diploma of Financial Service (Financial Planning)
MLC
2011
Advanced Diploma of Financial Service (Financial Planning)
MLC
2016
Investment Strategies Results
CFP
2019
Certificate IV in Financial Services
Swinburne University of Technology
2020
Ethics and Professionalism in Financial Advice
Ethics - Kaplan
2022
Aged Care
Kaplan
2024
SuperConcepts Specialist SMSF Online Course
The University of Adelaide
Registration History
Superannuation excludes SMSF
Superannuation - All excludes Self Managed Superannuation Funds
WEALTH TRAIL PTY LTD
FINANCIAL SERVICES PARTNERS PTY LIMITED
Government Debentures, Stocks or Bonds: Class of product only; Securities: Class of product only; Superannuation: Not authorised to provide SMSF advice.
Government debentures stocks or bonds - Class of product advice only. Securities - Class of product advice only. SMSF restriction.
Source: ASIC Financial Advisers Register