Financial Adviser · MELBOURNE, VIC

Nicholas Phillips

27 Years experience

Tax advice
authorised

Currently at

Melbourne, VIC

View firm profile

ASIC Registered · ADV 000465337

Nicholas Phillips is a financial adviser based in Melbourne, Victoria, with 27 years of experience in the financial services industry. Nicholas is currently authorised under Guideway Financial Services Pty Ltd. Nicholas holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a CFP Certification Program from Financial Advice Association of Australia Limited. Nicholas is a member of Financial Advice Association of Australia (FAAA).

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Deposit Products Government Bonds

Restrictions: Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised products and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised

Authorised to provide tax financial advice services

Qualifications and Training

2010

Bachelor of Business (Financial Planning)

Royal Melbourne Institute of Technology

2019

CFP Certification Program

Financial Advice Association of Australia Limited

2020

FPC002B Ethics and Professionalism in Financial Advice

Ethics - Kaplan Higher Education Pty Limited

Registration History

Guideway Financial Services Pty Ltd

Dec 2023 - Present Current

Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised products and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised

Industry Fund Services Limited

Jul 2022 - Dec 2023 Ceased

IFS authorises the Adviser to provide Personal Advice, General Advice and Deal In financial products only in relation to the following advice topics as defined in IFS guidance: Limited - (a) Member Investment Choice (b) Contributions into superannuation (c) Insurance within superannuation (d) Planning for retirement (e) Transition to Retirement

L.U.C.R.F. PTY. LTD.

Nov 2021 - Jun 2022 Ceased

Industry Fund Services Limited

Feb 2016 - Oct 2021 Ceased

Charter Financial Planning Limited

Sep 2014 - Dec 2015 Ceased

One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.

Commonwealth Financial Planning Limited

Jun 2010 - Sep 2014 Ceased

Source: ASIC Financial Advisers Register