Financial Adviser
· MELBOURNE, VIC
Nicholas Dunning
No disciplinary history on record with ASIC
27
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 001004508
Nicholas Dunning is a financial adviser based in Melbourne, Victoria, with 27 years of experience in the financial services industry. Nicholas is currently authorised under Ord Minnett Limited. Nicholas holds authorisations to advise on superannuation, life insurance, managed investments and securities, as well as tax financial advice services (TFAS). Their qualifications include a Bachelor of Economics from La Trobe University. Nicholas is a member of Stockbrokers and Investment Advisers Association (SIAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Managed Investments
Securities
Derivatives
Deposit Products
Government Bonds
Margin Lending
Authorised to provide tax financial advice services
Qualifications and Training
1991
Bachelor of Economics
La Trobe University
2001
Graduate Diploma of Financial Planning
Securities Institute of Australia
2008
ADA Level 1
Kaplan
2009
Professional Diploma in Securities and Derivatives
SecuritiesandDerivativesIndustry Association
2019
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan
Registration History
E.L. & C. BAILLIEU PTY LIMITED
ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Source: ASIC Financial Advisers Register