Financial Adviser
· MELBOURNE, VIC
Mark O'sullivan
No disciplinary history on record with ASIC
MELBOURNE,
VIC
25
Years experience
ASIC Registered · ADV 001006243
Licensee
Sydney, NSW (licence address on ASIC register)
About Mark O'sullivan
Mark O'sullivan is a financial adviser based in Melbourne, Victoria, with 25 years of experience in the financial services industry since 2001. Mark is currently authorised under Morgan Stanley Wealth Management Australia. Mark holds authorisations to advise on managed investments, securities, derivatives and deposit products. Mark's qualifications include a Graduate Diploma of Applied Finance and Investment from Securities Institute Education.
Authorised to Advise On
Managed Investments
Securities
Derivatives
Deposit Products
Government Bonds
Margin Lending
Restrictions: Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 2 ASIC Accredited Derivatives Adviser for Exchanged Traded Options.
Qualifications and Training
1997
General Securities Representative (Series 7) Examination
National Association of Securities Dealers
1997
SFA Registered Persons Examination
Securities Institute
2005
Graduate Diploma of Applied Finance and Investment
Securities Institute Education
2008
Diploma of Financial Services (Financial markets) (FNS51004)
Australian Financial Markets Authority
2009
Accredited Derivatives Adviser Level 2 Exam
Kaplan Professional Education
Registration History
Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 2 ASIC Accredited Derivatives Adviser for Exchanged Traded Options.
Source: ASIC Financial Advisers Register