Financial Adviser
· MELBOURNE, VIC
Kathryn Humphreys
No disciplinary history on record with ASIC
24
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 001003063
Kathryn Humphreys is a financial adviser based in Melbourne, Victoria, with 24 years of experience in the financial services industry. Kathryn is currently authorised under Shadforth Financial Group Limited. Kathryn holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a CFP Certification 1-4 Program from Financial Planning Association of Australia Limited. Kathryn is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Margin Lending
Authorised to provide tax financial advice services
Qualifications and Training
1997
Bachelor of Arts
University of Bristol
2003
8 unit Diploma of Financial Planning
Financial Planning Association of Australia Limited
2005
CFP Certification 1-4 Program
Financial Planning Association of Australia Limited
2019
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan Higher Education
2020
FPC001B Economic and Legal Context for Financial Planning
Regulation & Legal Obligations - Kaplan Higher Education
2020
FPC007B Client Engagement Skills
Behavioural Finance - Kaplan Higher Education