Financial Adviser
· MELBOURNE, VIC
Frances Li
No disciplinary history on record with ASIC
MELBOURNE,
VIC
8
Years experience
ASIC Registered · ADV 001271369
About Frances Li
Frances Li is a financial adviser based in Melbourne, Victoria, with 8 years of experience in the financial services industry since 2018. Frances is currently authorised under National Australia Bank Limited, operating through National Australia Bank. Frances holds authorisations to advise on foreign exchange. Frances's qualifications include a Bachelor of Commerce from The University of Melbourne.
Authorised to Advise On
Foreign Exchange
Qualifications and Training
2015
Bachelor of Commerce
The University of Melbourne
2016
Diploma of Financial Planning
Monarch Institute
2020
Ethics and Professionalism in Financial Advice
Ethics - Kaplan Higher Education Pty Limited
2023
Financial Markets Certificate
AFMA
2023
Graduate Diploma of Financial Planning
Kaplan Higher Education Pty Limited
Registration History
Not authorised to provide personal advice on Securities, SMSF, Standard Margin Lending
Source: ASIC Financial Advisers Register