Financial Adviser
· HAWTHORNE, VIC
James Kay
No disciplinary history on record with ASIC
13
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 001006011
James Kay is a financial adviser based in Hawthorne, Victoria, with 13 years of experience in the financial services industry. James is currently authorised under Morgans Financial Limited. James holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Certified Financial Planner from Financial Planning Association of Australia.
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Authorised to provide tax financial advice services
Qualifications and Training
2009
Bachelor of Science
The University of Melbourne
2012
Master of Commerce
RMIT
2013
Diploma of Financial Services
RMIT
2013
Superannuation & Life Insurance
RMIT
2021
Certified Financial Planner
Financial Planning Association of Australia
2024
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan Professional
2025
FPC001B Economic and Legal Context for Financial Planning
Regulation & Legal Obligations - Kaplan Professional
2025
FPC007B Client Engagement Skills
Behavioural Finance - Kaplan Professional
Registration History
Source: ASIC Financial Advisers Register