Financial Adviser
· HAWTHORN EAST, VIC
James Liam Stephen
No disciplinary history on record with ASIC
HAWTHORN EAST,
VIC
23
Years experience
ASIC Registered · ADV 000302741
About James Liam Stephen
James Liam Stephen is a financial adviser based in Hawthorn East, Victoria, with 23 years of experience in the financial services industry since 2003. James is currently authorised under Aintree Group Wealth. James holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments. James's qualifications include a Certified Financial Planner Certification from Financial Advice Association Australia. James is a member of CFP - Certified Financial Planner (FPA).
Authorised to Advise On
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Government Bonds
Restrictions: N/A.
Qualifications and Training
1998
Bachelor of Commerce
Deakin University
2004
Financial Services (Financial Planning)
Tribeca
2011
Certified Financial Planner Certification
Financial Advice Association Australia
2019
Financial Adviser Exam
Fasea Standards Authority
Registration History
One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.
Source: ASIC Financial Advisers Register