Financial Adviser · BRIAR HILL, VIC

David Robert Cummings

11 Years experience
Tax advice
authorised
ASIC Registered · ADV 001233074

David Robert Cummings is a financial adviser based in Briar Hill, Victoria, with 11 years of experience in the financial services industry. David is currently authorised under Alliance Wealth Pty Ltd. David holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Advanced Diploma of Financial Services (Financial Planning) from Kaplan Professional.

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Derivatives Government Bonds

Authorised to provide tax financial advice services

Qualifications and Training

2009
Diploma of Financial Services (Financial Planning)
Kaplan Professional
2011
Advanced Diploma of Financial Services (Financial Planning)
Kaplan Professional
2012
Diploma of Finance and Mortgage Broking Management
National Finance Institute
2018
Accredited Listed Products Adviser Program
Kaplan Professional

Registration History

Dec 2021 - Present Current
Jul 2015 - Dec 2021 Ceased
One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.
Jan 2014 - Jun 2015 Ceased
Not authorised to provide personal advice on Securities; Standard Margin Lending.
May 2010 - Nov 2013 Ceased
AON HEWITT FINANCIAL ADVICE LIMITED
Mar 2010 - May 2010 Ceased

Source: ASIC Financial Advisers Register