Financial Adviser
· BLACKBURN, VIC
Sok Houng Lay
No disciplinary history on record with ASIC
BLACKBURN,
VIC
8
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 001272065
Sok Houng Lay is a financial adviser based in Blackburn, Victoria, with 8 years of experience in the financial services industry since 2018. Sok is currently authorised under Ldb Financial Group. Sok holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Sok's qualifications include a Bachelor of Commerce from Deakin University. Sok is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Authorised to provide tax financial advice services
Qualifications and Training
2013
Bachelor of Commerce
Deakin University
2021
FPC002B Ethics and Professionalism
Ethics - Kaplan Professional
2021
Tax for Financial Advising
Kaplan Professional
2022
SMSF Specialist Adviser
Self Managed Super Fund Association
2023
Certificate IV in Finance and Mortgage Broking
Kaplan Professional
2023
Margin Lending Specialist Course
Kaplan Professional
Registration History
Securities excludes direct equities advice
AFFINIA FINANCIAL ADVISERS PTY LTD
Not authorised for SMSF
Superannuation excludes SMSF advice and Securities excludes direct equities advice
Securities: Class of product only. Superannuation: Not authorised to provide SMSF advice.
Source: ASIC Financial Advisers Register