Financial Adviser
· BEAUMARIS, VIC
Ashley Smith
No disciplinary history on record with ASIC
10
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 001246327
Ashley Smith is a financial adviser based in Beaumaris, Victoria, with 10 years of experience in the financial services industry. Ashley is currently authorised under Count Financial Limited. Ashley holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Bachelor of Commerce from University of Melbourne. Ashley is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Authorised to provide tax financial advice services
Qualifications and Training
2011
Bachelor of Commerce
University of Melbourne
2015
Diploma of Financial Planning
Kaplan Professional
2016
Securities and Managed Investments
Kaplan Professional
2018
DFP5v3 Tax for Financial Advising
Kaplan Professional
2019
Advanced Diploma of Financial Planning
Kaplan Professional
2021
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan Higher Education
2022
FPC007B Client Engagement Skills
Behavioural Finance - Kaplan Higher Education
2023
FPC001B Economic and Legal Context for Financial Planning
Regulation & Legal Obligations - Kaplan Higher Education
2024
Introduction to Self-Managed Superannuation Funds
Kaplan Professional
Registration History
Not authorised to provide advice on SMSF's.
Not authorised to provide personal advice on Securities, SMSF, Standard Margin Lending
Source: ASIC Financial Advisers Register