Financial Adviser · BALLARAT, VIC

James Clough

4 Years experience
Tax advice
authorised
ASIC Registered · ADV 001294822

James Clough is a financial adviser based in Ballarat, Victoria, with 4 years of experience in the financial services industry. James is currently authorised under Charter Financial Planning Limited. James holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Bachelor of Business from La Trobe University.

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Deposit Products Government Bonds

Restrictions: One off licensee approval is required for all products which are either not on the approved product list or Derivatives.

Authorised to provide tax financial advice services

Qualifications and Training

2020
Bachelor of Business
La Trobe University
2024
FPE020 SMSF Regulation and Taxation
Kaplan Higher Education Pty Limited

Registration History

Apr 2025 - Present Current
One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
Jan 2022 - Mar 2025 Ceased

Source: ASIC Financial Advisers Register