Financial Adviser
· MOUNT BARKER, SA
Roger Gordon Prince
No disciplinary history on record with ASIC
21
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 000289739
Roger Gordon Prince is a financial adviser based in Mount Barker, South Australia, with 21 years of experience in the financial services industry. Roger is currently authorised under Wealth Today Pty Ltd. Roger holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Diploma of Financial Services (Financial Planning) (FNS50804) from AMP Financial Services. Roger is a member of FBAA - Finance Brokers Association of Australia.
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Authorised to provide tax financial advice services
Qualifications and Training
2005
Diploma of Financial Services (Financial Planning) (FNS50804)
AMP Financial Services
2011
Margin Lending and Geared Investments
Kaplan Professional Education
2013
FNS50311 Diploma of Finance and Mortgage Broking Management
South Western Sydney Institute
Registration History
DOVER FINANCIAL ADVISERS PTY LTD
MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
Source: ASIC Financial Advisers Register