Financial Adviser
· BLACK FOREST, SA
James Raymond Farrelly
No disciplinary history on record with ASIC
15
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 000408930
James Raymond Farrelly is a financial adviser based in Black Forest, South Australia, with 15 years of experience in the financial services industry. James is currently authorised under Investplan Pty Ltd. James holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Bachelor of Commerce (Marketing) from University of Adelaide. James is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Authorised to provide tax financial advice services
Qualifications and Training
2007
Bachelor of Commerce (Marketing)
University of Adelaide
2011
Diploma of Financial Services (Financial Planning)
Kaplan Professional
2014
Self Managed Superannuation Funds
Kaplan Professional
2015
Advanced Diploma of Financial Planning
Kaplan Professional
2016
Margin Lending
Kaplan Professional
2020
Ethics and Professionalism in Financial Advice
Ethics - Kaplan Professional
Registration History
AFFINIA FINANCIAL ADVISERS PTY LTD
One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.
BROUGHAM & VAUX (AUST.) PTY LTD
Excludes - Credit, Margin Lending
Source: ASIC Financial Advisers Register