Financial Adviser
· ADELAIDE, SA
Warren Adam Halfpenny
No disciplinary history on record with ASIC
8
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 001270334
Warren Adam Halfpenny is a financial adviser based in Adelaide, South Australia, with 8 years of experience in the financial services industry. Warren is currently authorised under Findex Advice Services Pty Ltd. Warren holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Diploma of Financial Planning from Financial Planning Association of Australia.
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Restrictions: Excluding SMSF's and LRBA's.
Authorised to provide tax financial advice services
Qualifications and Training
2004
Diploma of Financial Planning
Financial Planning Association of Australia
2004
Financial Services (Financial Planning)
Commonwealth Bank of Australia
2020
FPC001B Economic & Legal Context for Financial Planning
Kaplan Professional
2020
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan Professional
Registration History
Excluding SMSF's and LRBA's.
Restriction: Self Managed Super Fund product advice
Not authorised to provide personal advice on Securities, SMSF, Standard Margin Lending
Source: ASIC Financial Advisers Register