Financial Adviser
· ADELAIDE, SA
Dominic Kwok
No disciplinary history on record with ASIC
15
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 001003324
Dominic Kwok is a financial adviser based in Adelaide, South Australia, with 15 years of experience in the financial services industry. Dominic is currently authorised under Macquarie Bank Limited. Dominic holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Bachelor of Finance from The University of Adelaide. Dominic is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Margin Lending
Authorised to provide tax financial advice services
Qualifications and Training
2009
Bachelor of Finance
The University of Adelaide
2010
Diploma of Financial Services (Financial Planning)
Kaplan Higher Education Pty Limited
2013
Advanced Diploma of Financial Planning
Kaplan Higher Education Pty Limited
2017
Self Managed Superannuation Funds
Kaplan Higher Education Pty Limited
2017
Tier 1 Margin Lending
Other - Kaplan Higher Education Pty Limited
2020
FPETH501A Ethics and Professional Standards for Financial Advisers
Ethics - New South Wales Technical & Further Education Commission (TAFE NSW)
Registration History
Excluding Self Managed Superannuation Funds
ANNE STREET PARTNERS FINANCIAL SERVICES PTY LTD
Source: ASIC Financial Advisers Register