Financial Adviser
· TOOWOOMBA, QLD
James Neville Ballin
No disciplinary history on record with ASIC
13
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 000448674
James Neville Ballin is a financial adviser based in Toowoomba, Queensland, with 13 years of experience in the financial services industry. James is currently authorised under Commoncents Advice Group Pty Ltd. James holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Bachelor of Business (Applied Economics & Resources Management) from University of Southern Queensland. James is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Margin Lending
Authorised to provide tax financial advice services
Qualifications and Training
2007
Bachelor of Business (Applied Economics & Resources Management)
University of Southern Queensland
2011
Diploma of Financial Services (Financial Planning)
Kaplan Professional
2016
Advanced Diploma of Financial Planning
Kaplan Education Pty Ltd
2024
Ethics and Professionalism in Financial Advice
Ethics - Kaplan Education Pty Ltd
Registration History
Margin Lending and Geared Facilties
SMSF, Margin Lending, Gearing, Credit.
ACCESSION3 FINANCIAL ADVISERS PTY LTD
advice on superannuation excludes all advice relating to Self-Managed Superannuation Funds.
Not authorised to provide personal advice on Securities, SMSF, Standard Margin Lending
SUNCORP FINANCIAL SERVICES PTY LTD
Superannuation excludes SMSF Advice
"Authorised to provide personal financial product advice to retail clients on MDA services. MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives."
Source: ASIC Financial Advisers Register