Financial Adviser · SURFERS PARADISE, QLD

Sean Richard Kertcher

10 Years experience
Tax advice
authorised
ASIC Registered · ADV 001242127

Sean Richard Kertcher is a financial adviser based in Surfers Paradise, Queensland, with 10 years of experience in the financial services industry. Sean is currently authorised under Alliance Wealth Pty Ltd. Sean holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Master of Financial Planning from Kaplan Higher Education.

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Government Bonds

Restrictions: Not authorised to provide advice on Self-Managed Super Funds, except for life insurance, contribution advice for an existing SMSF.

Authorised to provide tax financial advice services

Qualifications and Training

1997
Bachelor of Laws
Bond University
2016
Diploma of Financial Planning (DFP1-3)
Kaplan Professional
2016
Securities and Managed Investments Program (DFP4)
Kaplan Professional
2018
Certificate IV in Finance and Mortgage Broking
Kaplan Professional
2023
Master of Financial Planning
Kaplan Higher Education

Registration History

Sep 2025 - Present Current
Not authorised to provide advice on Self-Managed Super Funds, except for life insurance, contribution advice for an existing SMSF.
Apr 2024 - Aug 2025 Ceased
Dec 2019 - Apr 2024 Ceased
One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
Dec 2018 - Dec 2019 Ceased
One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
May 2016 - Oct 2018 Ceased
Authorised in MDA services, which is restricted to Limited Authority to Operate services.One off licensee approval is required for all products which are either not on the approved product list or Derivatives.

Source: ASIC Financial Advisers Register