Financial Adviser · NORWEST, QLD

Ronald Ngo

10 Years experience
Tax advice
authorised
ASIC Registered · ADV 001238514

Ronald Ngo is a financial adviser based in Norwest, Queensland, with 10 years of experience in the financial services industry. Ronald is currently authorised under Akumin Financial Planning Pty Limited. Ronald holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Graduate Diploma of Financial Planning from Kaplan Higher Education Pty Limited.

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Deposit Products Government Bonds Margin Lending

Restrictions: One off licensee approval is required for all products which are either not on the approved product list or Derivatives.

Authorised to provide tax financial advice services

Qualifications and Training

2014
Graduate Diploma of Financial Planning
Kaplan Higher Education Pty Limited
2019
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan Higher Education Pty Limited
2019
Self Managed Superannuation Funds
Kaplan Higher Education Pty Limited
2020
Margin Lending
Kaplan Higher Education Pty Limited
2021
Accredited Listed Product Adviser (ASX ALPA) Program
Kaplan Higher Education Pty Limited

Registration History

Jul 2019 - Present Current
One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
AFFINIA FINANCIAL ADVISERS PTY LTD
Sep 2018 - May 2019 Ceased
Not authorised in SMSF
NEXTGEN FINANCIAL GROUP PTY LTD
Jul 2018 - Sep 2018 Ceased
Excluding Self Managed Superannuation Funds and Standard Margin Lending
Jan 2016 - Jun 2018 Ceased
This Authority permits the person to provide the financial services specified under the direct supervision of a personal client adviser (PCA) or in the case of written advice, where it has been checked and countersigned by a PCA before issue.Can advise on Superannuation except for Self Managed Superannuation Funds.

Source: ASIC Financial Advisers Register