Financial Adviser
· CLEVELAND, QLD
Laurence Roy Smith
No disciplinary history on record with ASIC
15
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 000466676
Laurence Roy Smith is a financial adviser based in Cleveland, Queensland, with 15 years of experience in the financial services industry. Laurence is currently authorised under Infocus Securities Australia Pty Ltd. Laurence holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a CFP Certification Program CFP 1 2 3 4 + C from Financial Planning Association of Australia (FPA). Laurence is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Margin Lending
Authorised to provide tax financial advice services
Qualifications and Training
2004
Bachelor of Business (Advertising)
Queensland University of Technology
2011
Diploma of Financial Services (Financial Planning)
Kaplan Professional
2012
Margin Lending and Geared Investments
Kaplan Professional
2012
Master of Business
Qld University of Technology
2018
CFP Certification Program CFP 1 2 3 4 + C
Financial Planning Association of Australia (FPA)
2019
Ethics and Professionalism in Financial Advice
Ethics - Kaplan Professional
2022
Super Concepts & ICFS Specialist SMSF online course
The University of Adelaide
2026
Accredited Listed Product Adviser
Kaplan Professional
Registration History
A.C.N. 603 037 510 PTY LTD
Superannuation products (excluding Self Managed Superannuation Funds)
ESI FINANCIAL SERVICES PTY LTD
Managed Investmetn Schemes - MDA
Source: ASIC Financial Advisers Register