Financial Adviser
· CHEVRON ISLAND, QLD
David Neil Thompson
No disciplinary history on record with ASIC
10
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 001245671
David Neil Thompson is a financial adviser based in Chevron Island, Queensland, with 10 years of experience in the financial services industry. David is currently authorised under Morgans Financial Limited. David holds authorisations to advise on superannuation, managed investments, securities and derivatives, as well as tax financial advice services (TFAS). Their qualifications include a Bachelor of Business (Accounting) from Griffith University. David is a member of Stockbrokers and Investment Advisers Association (SIAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Managed Investments
Securities
Derivatives
Deposit Products
Government Bonds
Margin Lending
Authorised to provide tax financial advice services
Qualifications and Training
2002
Bachelor of Business (Accounting)
Griffith University
2005
CFA Level 1
CFA Institute
2005
Graduate Diploma in Applied Finance & Investment
Securities Institute
2016
Securities & Managed Investments
KAPLAN
2016
Tier 1 Superannuation
Other - Kaplan
2021
Ethics and Professional Relationships
Ethics - QUT
Registration History
CIMB SECURITIES (AUSTRALIA) PTY LTD
RBS GROUP (AUSTRALIA) PTY LIMITED
Source: ASIC Financial Advisers Register