Data sourced from ASIC Financial Advisers Register
Financial Adviser · BUNDABERG WEST, QLD

Karen-ann Otto

11 Years experience
Tax advice
authorised
Currently at
Charter Financial Planning Limited
Sydney, NSW
View firm profile
ASIC Registered · ADV 001234249

Karen-ann Otto is a financial adviser based in Bundaberg West, Queensland, with 11 years of experience in the financial services industry. Karen-ann is currently authorised under Charter Financial Planning Limited. Karen-ann holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Graduate Diploma of Financial Planning from Kaplan Higher Education Pty Limited.

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Deposit Products Government Bonds

Restrictions: One off licensee approval is required for all products which are either not on the approved product list or Derivatives.

Authorised to provide tax financial advice services

Qualifications and Training

2015
Diploma of Financial Planning
Kaplan Higher Education Pty Limited
2016
Accredited Listed Product Adviser (ASX ALPA) Program
Kaplan Higher Education Pty Limited
2017
Commercial Law
Kaplan Higher Education Pty Limited
2019
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan Higher Education Pty Limited
2020
Graduate Certificate in Financial Planning
Kaplan Higher Education Pty Limited
2022
Graduate Diploma of Financial Planning
Kaplan Higher Education Pty Limited

Registration History

Charter Financial Planning Limited
Nov 2022 - Present Current
One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
Ri Advice Group Pty Ltd
Aug 2015 - Aug 2022 Ceased
SMSF: Not authorised to provide SMSF advice.

Source: ASIC Financial Advisers Register