Financial Adviser
· BRISBANE CITY, QLD
James Sherwood
No disciplinary history on record with ASIC
11
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 001006893
James Sherwood is a financial adviser based in Brisbane City, Queensland, with 11 years of experience in the financial services industry. James is currently authorised under Futuro Financial Services Pty Ltd. James holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Master of Business Administration from Griffith University. James is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Derivatives
Deposit Products
Government Bonds
Authorised to provide tax financial advice services
Qualifications and Training
2013
Graduate Certificate of Business Administration
Griffith University
2015
Diploma of Financial Planning
International Institute of Technology
2015
Master of Business Administration
Griffith University
2018
Self Managed Superannuation Funds
Kaplan Professional
2019
Accredited Listed Product Adviser Program
Kaplan Professional
2019
Certificate IV in Finance and Mortgage Broking
Kaplan Professional
2023
Graduate Diploma of Financial Planning
Griffith University
Registration History
ANNE STREET PARTNERS FINANCIAL SERVICES PTY LTD
SMSF and Margin Lending
Direct Equities excludes direct equities advice and SMSF excludes SMSF
One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.
Source: ASIC Financial Advisers Register