Financial Adviser · ALEXANDRA HEADLAND, QLD

Brett Stephenson

13 Years experience
Tax advice
authorised
ASIC Registered · ADV 000439611

Brett Stephenson is a financial adviser based in Alexandra Headland, Queensland, with 13 years of experience in the financial services industry. Brett is currently authorised under Infocus Securities Australia Pty Ltd. Brett holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Master of Business Administration from University of New England. Brett is a member of Association of Independently Owned Financial Professionals (AIOFP) and FINSIA.

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Deposit Products Government Bonds Margin Lending

Restrictions: Securities excludes direct equities advice

Authorised to provide tax financial advice services

Qualifications and Training

2001
Master of Business Administration
University of New England
2007
Graduate Certificate in Financial Planning
Finsia
2009
Bachelor of Arts
The University of Queensland Australia
2015
Advanced Diploma of Financial Planning
Pinnacle
2016
FNSASICR503 Provide advice in Margin lending
AAMC train-ing Group
2022
SuperConcepts & ICFS Specialist SMSF online course
The Univer-sity of Ade-laide
2024
FPC001B Economic and Legal Context
Regulation & Legal Obligations - Kaplan Professional
2025
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan Professional
2025
FPC003 Superannuation and Retirement Advice
Kaplan Professional
2025
FPC004 Insurance Advice
Kaplan Professional
2025
FPC007B Client Engagement Skills
Behavioural Finance - Kaplan Professional

Registration History

Apr 2025 - Present Current
Securities excludes direct equities advice
Sep 2022 - Apr 2025 Ceased
Jan 2020 - Jul 2020 Ceased
AAN WEALTH MANAGEMENT PTY LTD
Nov 2019 - Jan 2020 Ceased
Sep 2019 - Jan 2020 Ceased
TRADE WIND FINANCIAL SERVICES PTY LTD
Apr 2019 - Aug 2019 Ceased
ELDERS FINANCIAL PLANNING PTY LTD
Apr 2018 - May 2019 Ceased
Government Debentures, Stocks or Bonds: class of product only. Securities: class of product only. Not authorised to provide SMSF advice.
DOVER FINANCIAL ADVISERS PTY LTD
Dec 2016 - Apr 2018 Ceased
Aug 2016 - Dec 2016 Ceased
Superannuation Excludes Self-Managed Super Funds
Dec 2015 - Aug 2016 Ceased
A.C.N. 140 520 225 PTY LTD
May 2015 - Dec 2015 Ceased
Advice on superannuation excludes self managed superannuation funds.
May 2013 - Apr 2014 Ceased

Source: ASIC Financial Advisers Register