Data sourced from ASIC Financial Advisers Register
Financial Adviser · WARNERS BAY, NSW

Simon Peter Babbage

32 Years experience
Tax advice
authorised
Currently at
Charter Financial Planning Limited
Sydney, NSW
View firm profile
ASIC Registered · ADV 001000416

Simon Peter Babbage is a financial adviser based in Warners Bay, New South Wales, with 32 years of experience in the financial services industry. Simon is currently authorised under Charter Financial Planning Limited. Simon holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a 8 unit Diploma of Financial Planning from Financial Planning Association of Australia (FPA).

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Derivatives Deposit Products Government Bonds Margin Lending

Restrictions: One off licensee approval is required for all products which are either not on the approved product list or Derivatives.

Authorised to provide tax financial advice services

Qualifications and Training

2001
8 unit Diploma of Financial Planning
Financial Planning Association of Australia (FPA)
2011
Margin Lending and Geared Investments
Kaplan Higher Education Pty Limited
2012
Self Managed Superannuation Funds
Kaplan Higher Education Pty Limited
2025
Commercial Law
Kaplan Higher Education Pty Limited
2025
Tax for Financial Advising
Kaplan Higher Education Pty Limited

Registration History

Charter Financial Planning Limited
Mar 2023 - Present Current
One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
Newell Palmer Securities Pty Ltd
Apr 2006 - Jan 2023 Ceased

Source: ASIC Financial Advisers Register