Financial Adviser
· WARILLA, NSW
James Mottram
No disciplinary history on record with ASIC
15
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 001004152
James Mottram is a financial adviser based in Warilla, New South Wales, with 15 years of experience in the financial services industry. James is currently authorised under Smart Financial Capital Pty Ltd. James holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a 5 Unit CFP Certification Program from Financial Planning Association of Australia Limited.
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Margin Lending
Authorised to provide tax financial advice services
Qualifications and Training
2008
5 Unit CFP Certification Program
Financial Planning Association of Australia Limited
2008
Bachelor of Commerce (Economics)
The University of Wollongong
2008
Graduate Certificate of Financial Planning
FINSIA
2010
Graduate Diploma of Applied Finance
Kaplan Higher Education
2011
Provide advice in Margin Lending
GWM Adviser Services Ltd T/A Advice Education
2023
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan Higher Education
Registration History
"Financial product advice restricted as per Notice of Authorisation and Approved Product List issued"
Not authorised to provide personal advice on Securities, Standard Margin Lending
Source: ASIC Financial Advisers Register