Financial Adviser · VAUCLUSE, NSW

Alan Harold Klein

22 Years experience

Tax advice
authorised

Currently at

Wickham, NSW

View firm profile

ASIC Registered · ADV 000249778

Alan Harold Klein is a financial adviser based in Vaucluse, New South Wales, with 22 years of experience in the financial services industry. Alan is currently authorised under Politis Investment Strategies Pty Ltd. Alan holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Certified Financial Planner 4 from FPA. Alan is a member of Financial Advice Association of Australia (FAAA) and NSW Buisness Chamber.

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Deposit Products

Restrictions: Financial product advice restricted as per Notice of Authorisation and Approved Product List issued

Authorised to provide tax financial advice services

Qualifications and Training

2006

Advanced Diploma of Financial Services (FinancialPlanning) FNS 60404

Kaplan Professional Education

2010

Certified Financial Planner 4

FPA

2014

Certificate IV Finance and Mortgage Broking FNS40811

AAMC Training Group

2015

Self Managed Superannuation Funds

Mentor Education

2017

RG146 Tier 1 Specialist Margin Lending Course

International Institute of Technology

2023

Graduate Diploma of Financial Planning

Kaplan Professional

Registration History

Politis Investment Strategies Pty Ltd

Oct 2022 - Present Current

Financial product advice restricted as per Notice of Authorisation and Approved Product List issued

Gps Wealth Ltd

Feb 2017 - Oct 2022 Ceased

Gps Wealth Ltd

Jul 2014 - Feb 2017 Ceased

Consultum Financial Advisers Pty Ltd

Apr 2013 - Jul 2014 Ceased

AFFINIA FINANCIAL ADVISERS PTY LTD

Sep 2008 - Apr 2013 Ceased

Source: ASIC Financial Advisers Register