Financial Adviser
· TAMWORTH, NSW
Brian James Henry Smith
No disciplinary history on record with ASIC
15
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 000401611
Brian James Henry Smith is a financial adviser based in Tamworth, New South Wales, with 15 years of experience in the financial services industry. Brian is currently authorised under Consultum Financial Advisers Pty Ltd. Brian holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Bachelor of Business (Agriculture Commerce) from University of New England. Brian is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Margin Lending
Authorised to provide tax financial advice services
Qualifications and Training
1993
Bachelor of Business (Agriculture Commerce)
University of New England
2011
Diploma Financial Services (Financial Planning) FNS50804
Intellitrain
2011
RG146 Securities & Derivatives
MLC ThreeSixty
2016
Advanced Diploma of Financial Planning FNS60415
Kaplan Australia
2020
Ethics and Professionalism in Financial Advice
Ethics - Kaplan Professional
Registration History
GWM ADVISER SERVICES PTY LTD
APOGEE FINANCIAL PLANNING PTY LTD
Source: ASIC Financial Advisers Register