Financial Adviser
· SYDNEY, NSW
Stephen John James
No disciplinary history on record with ASIC
38
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 001004475
Stephen John James is a financial adviser based in Sydney, New South Wales, with 38 years of experience in the financial services industry. Stephen is currently authorised under Ord Minnett Limited. Stephen holds authorisations to advise on superannuation, life insurance, managed investments and securities, as well as tax financial advice services (TFAS). Their qualifications include a Certified Financial Planner from Financial Planning Association of Australia. Stephen is a member of Chartered Accountants Australia and New Zealand (CA ANZ) and Taxation Institute of Australia.
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Managed Investments
Securities
Deposit Products
Government Bonds
Margin Lending
Authorised to provide tax financial advice services
Qualifications and Training
1983
Bachelor of Commerce
University of Newcastle
1987
Chartered Accountant
Institute of Chartered Accountants of Australasia
2005
Certified Financial Planner
Financial Planning Association of Australia
2012
Chartered Tax Adviser
Taxation Institute of Australia
2014
Certificate IV in Business
Scouts Australia Institute of Training
Registration History
ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Source: ASIC Financial Advisers Register