Financial Adviser
· SYDNEY, NSW
Samuel Wales
No disciplinary history on record with ASIC
8
Years experience
ASIC Registered · ADV 001271990
Samuel Wales is a financial adviser based in Sydney, New South Wales, with 8 years of experience in the financial services industry. Samuel is currently authorised under Ord Minnett Limited. Samuel holds authorisations to advise on superannuation, managed investments, securities and derivatives. Their qualifications include a Bachelor of Commerce (Finance) & Art from Australian National University.
Authorised to Advise On
Superannuation
Managed Investments
Securities
Derivatives
Deposit Products
Government Bonds
Qualifications and Training
2015
Bachelor of Commerce (Finance) & Art
Australian National University
2016
RG146
Kaplan
2019
Accredited Derivatives Adviser Level 2
Kaplan
2021
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan