Financial Adviser
· SYDNEY, NSW
Penny Chai
No disciplinary history on record with ASIC
26
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 000307338
Penny Chai is a financial adviser based in Sydney, New South Wales, with 26 years of experience in the financial services industry. Penny is currently authorised under Lorica Partners Pty Limited. Penny holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Bachelor of Economics from University of Sydney. Penny is a member of CPA - Certified Practising Accountant, Financial Advice Association of Australia (FAAA) and Tax Practitioners Board.
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Margin Lending
Authorised to provide tax financial advice services
Qualifications and Training
1992
Bachelor of Economics
University of Sydney
1997
Diploma of Superannuation Management
Association of Superannuation Funds of Australia Ltd (ASFA)
2000
Diploma of Financial Planning
Financial Planning Association of Australia (FPA)
2022
FPC002B Ethics and Professionalism in Financial Advice
Ethics - KAPLAN
Registration History
One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.
Authorised in MDA services, which is restricted to Limited Authority to Operate services.One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
Source: ASIC Financial Advisers Register