Financial Adviser
· SYDNEY, NSW
James Vincent Smith
No disciplinary history on record with ASIC
8
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 001269894
James Vincent Smith is a financial adviser based in Sydney, New South Wales, with 8 years of experience in the financial services industry. James is currently authorised under Macquarie Bank Limited. James holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Graduate Diploma of Financial Planning. from Kaplan Higher Education Pty Limited. James is a member of SMSF Association.
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Authorised to provide tax financial advice services
Qualifications and Training
2017
FNS50615 Diploma of Financial Planning
Kaplan Higher Education Pty Limited
2023
SMSF Specialist Advisor Program
SMSF Association Ltd
2023
TFAv1 Tax for Financial Advising
Kaplan Higher Education Pty Limited
2025
Graduate Diploma of Financial Planning.
Kaplan Higher Education Pty Limited
Registration History
Source: ASIC Financial Advisers Register