Financial Adviser · SYDNEY, NSW

James Rosenberg

30 Years experience
ASIC Registered · ADV 001005261

James Rosenberg is a financial adviser based in Sydney, New South Wales, with 30 years of experience in the financial services industry. James is currently authorised under Ord Minnett Limited. James holds authorisations to advise on managed investments, securities, derivatives and foreign exchange. Their qualifications include a Margin Lending and Geared Investments from Kaplan.

Authorised to Advise On

Managed Investments Securities Derivatives Foreign Exchange Deposit Products Government Bonds Margin Lending

Qualifications and Training

2011
Margin Lending and Geared Investments
Kaplan
2014
Deposit Products and Non-Cash payments
Financial Education Professionals
2014
Tier 1 Compliance Solution
- Kaplan

Registration History

Mar 2022 - Present Current
E.L. & C. BAILLIEU PTY LIMITED
Jan 2016 - Jun 2022 Ceased
Jul 2007 - Dec 2015 Ceased

Source: ASIC Financial Advisers Register