Financial Adviser
· SYDNEY, NSW
James Broomhead
No disciplinary history on record with ASIC
20
Years experience
ASIC Registered · ADV 001000760
James Broomhead is a financial adviser based in Sydney, New South Wales, with 20 years of experience in the financial services industry. James is currently authorised under Bell Potter Securities Limited. James holds authorisations to advise on managed investments, securities, derivatives and deposit products. Their qualifications include a Level 1 Accredited Derivatives Adviser from ASX.
Authorised to Advise On
Managed Investments
Securities
Derivatives
Deposit Products
Government Bonds
Margin Lending
Qualifications and Training
2004
Level 1 Accredited Derivatives Adviser
ASX
2004
SDIA Accreditation Program Assessment
SDIA / Deakin University
2011
Margin Lending and Geared Investments
Kaplan Professional Education