Financial Adviser
· SYDNEY, NSW
Graham Kaplan
No disciplinary history on record with ASIC
12
Years experience
ASIC Registered · ADV 001005170
Graham Kaplan is a financial adviser based in Sydney, New South Wales, with 12 years of experience in the financial services industry. Graham is currently authorised under Shaw And Partners Limited. Graham holds authorisations to advise on superannuation, managed investments, securities and deposit products. Their qualifications include a Graduate Diploma of Applied Finance and Investment from Kaplan Higher Education Pty Ltd.
Authorised to Advise On
Superannuation
Managed Investments
Securities
Deposit Products
Margin Lending
Qualifications and Training
2008
Graduate Diploma of Applied Finance and Investment
Kaplan Higher Education Pty Ltd
2020
Ethics and Professionalism in Financial Advice
Ethics - Kaplan Higher Education Pty Ltd
Registration History
Source: ASIC Financial Advisers Register