Data sourced from ASIC Financial Advisers Register
Financial Adviser · SYDNEY, NSW

Andrew James Rochester

32 Years experience
Currently at
Morgan Stanley Wealth Management Australia Pty Ltd
Sydney, NSW
View firm profile
ASIC Registered · ADV 001006200

Andrew James Rochester is a financial adviser based in Sydney, New South Wales, with 32 years of experience in the financial services industry. Andrew is currently authorised under Morgan Stanley Wealth Management Australia Pty Ltd. Andrew holds authorisations to advise on managed investments, securities, derivatives and deposit products. Their qualifications include a Graduate Diploma in Applied Finance and Investment from Securities Institute Education. Andrew is a member of Financial Services Institute of Australasia.

Authorised to Advise On

Managed Investments Securities Derivatives Deposit Products Government Bonds Margin Lending

Restrictions: Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 2 ASIC Accredited Derivatives Adviser for Exchanged Traded Options.

Qualifications and Training

1996
Graduate Diploma in Applied Finance and Investment
Securities Institute Education
2000
Accredited Derivatives Adviser Level 2 Exam
Australian Stock Exchange
2002
Managed Investments & Superannuation Module
Securities Institute Education
2010
Margin Lending Accreditation Program
Stockbrokers Association of Australia
2019
Ethics and Professionalism in Financial Advice
Ethics - Kaplan

Registration History

Morgan Stanley Wealth Management Australia Pty Ltd
Mar 2004 - Present Current
Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 2 ASIC Accredited Derivatives Adviser for Exchanged Traded Options.

Source: ASIC Financial Advisers Register