Financial Adviser
· SYDNEY, NSW
Amanda Louise Graham
No disciplinary history on record with ASIC
21
Years experience
ASIC Registered · ADV 001236410
Amanda Louise Graham is a financial adviser based in Sydney, New South Wales, with 21 years of experience in the financial services industry. Amanda is currently authorised under Shaw And Partners Limited. Amanda holds authorisations to advise on superannuation, managed investments, securities and derivatives. Their qualifications include a Bachelor of Business from University of Technology Sydney. Amanda is a member of Stockbrokers and Investment Advisers Association (SIAA).
Authorised to Advise On
Superannuation
Managed Investments
Securities
Derivatives
Deposit Products
Margin Lending
Restrictions: For Superannuation: this is restricted to investment advice only.
Qualifications and Training
2003
ADA1
Tribeca
2003
Bachelor of Business
University of Technology Sydney
2004
ADA2
Tribeca
2005
ASIC PS146 Compliance (Securities and Managed Investments)
Securities and Derivatives Industry Association
2005
Accredited Derivatives Adviser Level Two
Tribeca
2010
Margin Lending
Stockbrokers Association of Australia
2010
Margin Lending Accreditation Program
Deakin Prime
2010
Stockbroking Association of Australia Professional Diploma in Stockbroking
Deakin Prime
2019
Ethics and Professionalism in Financial Advice
Ethics - Kaplan Higher Education Pty Limited
2020
Client Engagement Skills
Behavioural Finance - Kaplan Higher Education Pty Limited
2021
Economic and Legal Context for Financial Planning
Regulation & Legal Obligations - Kaplan Higher Education Pty Limited
Registration History
For Superannuation: this is restricted to investment advice only.
Source: ASIC Financial Advisers Register