About James Xing-yi Chen
James Xing-yi Chen is a financial adviser based in Norwest, New South Wales, with 12 years of experience in the financial services industry since 2014. James is currently authorised under Millennium 3 Financial Services. James holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). James's qualifications include a Master of Commerce from Macquaire University.
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Deposit Products
Government Bonds
Margin Lending
Restrictions: "Superannuation - All" does not include Self-Managed Superannuation Funds.
Authorised to provide tax financial advice services
Registration History
Oct 2026 - Present
Current
"Superannuation - All" does not include Self-Managed Superannuation Funds.
Nov 2023 - Jul 2026
Ceased
Nov 2020 - Nov 2023
Ceased
Government Debentures, Stocks or Bonds: class of product only. Not authorised to provide SMSF advice.
Dec 2018 - Oct 2020
Ceased
Not authorised to provide personal advice on Securities, Standard Margin Lending
Apr 2017 - Nov 2018
Ceased
Government debentures stocks or bonds - Class of product advice only. Securities - Class of product advice only. SMSF restriction.
Aug 2015 - Dec 2016
Ceased
Securities: Class of product only. Government Debentures or Stocks or Bonds: Class of product only.
Nov 2014 - Apr 2015
Ceased
MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
Source: ASIC Financial Advisers Register