Financial Adviser · NORTH SYDNEY, NSW

Thomas Cotter

NORTH SYDNEY, NSW

14 Years experience

Tax advice
authorised

ASIC Registered · ADV 000415468

Licensee

Infocus Securities Australia

Maroochydore, QLD (licence address on ASIC register)

View licensee

About Thomas Cotter

Thomas Cotter is a financial adviser based in North Sydney, New South Wales, with 14 years of experience in the financial services industry since 2012. Thomas is currently authorised under Infocus Securities Australia. Thomas holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Thomas's qualifications include a Advanced Diploma of Financial Planning from Kaplan Professional. Thomas is a member of CFP - Certified Financial Planner (FPA) and Financial Advice Association of Australia (FAAA).

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Deposit Products Government Bonds

Restrictions: Securities excludes direct equities Superannuation excludes SMSF

Authorised to provide tax financial advice services

Qualifications and Training

2011

Diploma of Financial Services (Financial Planning)

Kaplan Professional

2013

Advanced Diploma of Financial Planning

Kaplan Professional

2020

FPC001B Economic & Legal Context for Financial Planning

Regulation & Legal Obligations - Kaplan Professional

2020

FPC002B Ethics and Professionalism in Financial Advice

Ethics - Kaplan Professional

2021

FPC007B Client Engagement Skills

Behavioural Finance - Kaplan Professional

Registration History

Infocus Securities Australia Pty Ltd

Jul 2022 - Present Current

Securities excludes direct equities Superannuation excludes SMSF

Akumin Financial Planning Pty Limited

Dec 2011 - Jul 2022 Ceased

One off licensee approval is required for all products which are either not on the approved product list or Derivatives.

Source: ASIC Financial Advisers Register