Data sourced from ASIC Financial Advisers Register
Financial Adviser · NORTH SYDNEY, NSW

James Keith

11 Years experience
Tax advice
authorised
Currently at
Charter Financial Planning Limited
Sydney, NSW
View firm profile
ASIC Registered · ADV 000466617

James Keith is a financial adviser based in North Sydney, New South Wales, with 11 years of experience in the financial services industry. James is currently authorised under Charter Financial Planning Limited. James holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Certified Financial Planner from Financial Planning Association of Australia (FPA).

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Deposit Products Government Bonds Margin Lending

Restrictions: One off licensee approval is required for all products which are either not on the approved product list or Derivatives.

Authorised to provide tax financial advice services

Qualifications and Training

2006
Bachelor of Science
University of Western Sydney
2008
Graduate Certificate in Financial Planning
Financial Services Institute of Australia (FINSIA)
2014
Accredited Listed Product Adviser (ASX ALPA) Program
Kaplan Higher Education Pty Limited
2014
Advanced Diploma of Financial Planning
Kaplan Higher Education Pty Limited
2018
Certified Financial Planner
Financial Planning Association of Australia (FPA)
2018
Self Managed Superannuation Funds
Kaplan Higher Education Pty Limited
2020
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan Higher Education Pty Limited
2025
Commercial Law
Kaplan Higher Education Pty Limited

Registration History

Charter Financial Planning Limited
May 2015 - Present Current
One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
GENESYS WEALTH ADVISERS PTY LIMITED
Oct 2014 - May 2015 Ceased
One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.

Source: ASIC Financial Advisers Register