Financial Adviser · NEWCASTLE, NSW

Graham Douglas Southgate

19 Years experience
Tax advice
authorised
ASIC Registered · ADV 000312097

Graham Douglas Southgate is a financial adviser based in Newcastle, New South Wales, with 19 years of experience in the financial services industry. Graham is currently authorised under Prosperity Wealth Advisory Services Pty Ltd. Graham holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Advanced Diploma of Financial Planning from Kaplan Professional. Graham is a member of CFP - Certified Financial Planner (FPA) and Financial Advice Association of Australia (FAAA).

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Deposit Products Government Bonds Margin Lending

Authorised to provide tax financial advice services

Qualifications and Training

2019
Advanced Diploma of Financial Planning
Kaplan Professional
2019
Diploma of Financial Planning
Kaplan Professional

Registration History

Feb 2022 - Present Current
Sep 2019 - Feb 2022 Ceased
One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
Jun 2010 - Jun 2019 Ceased
ACN 003 344 232 LIMITED
Apr 2007 - Jul 2010 Ceased

Source: ASIC Financial Advisers Register