Financial Adviser · NEWCASTLE WEST, NSW

Nicholas Donald Carter

8 Years experience

Tax advice
authorised

Currently at

Cutcher & Neale Financial Services Pty Ltd

Newcastle West, NSW

View firm profile

ASIC Registered · ADV 001262847

Nicholas Donald Carter is a financial adviser based in Newcastle West, New South Wales, with 8 years of experience in the financial services industry. Nicholas is currently authorised under Cutcher & Neale Financial Services Pty Ltd. Nicholas holds authorisations to advise on superannuation, life insurance, managed investments and securities, as well as tax financial advice services (TFAS). Their qualifications include a Bachelor of Commerce from University of Newcastle. Nicholas is a member of Chartered Accountants Australia and New Zealand (CA ANZ).

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Managed Investments Securities Deposit Products Government Bonds Margin Lending

Restrictions: Authorised to deal in Superannuation (including SMSFs). All other product areas, authorised to advise only.

Authorised to provide tax financial advice services

Qualifications and Training

2010

Bachelor of Commerce

University of Newcastle

2012

Chartered Accountant Program

Chartered Accountants Australia and New Zealand

2017

Accountants Financial Planning SUB--546116

Kaplan Higher Education

2017

Accountants Life Insurance SUB--528238

Kaplan Higher Education

2017

Accountants SMSF Package SUB--514994

Kaplan Higher Education

2017

Certificate IV Finance & Mortgage Broking

Kaplan Higher Education

2018

Diploma of Financial Planning

Kaplan Higher Education

2018

Securities and Managed Investments SUB--546119

Kaplan Higher Education

2024

FPC002B Ethics and Professionalism in Financial Advice

Ethics - Kaplan Higher Education

2025

FPC001B Economic and Legal Context for Financial Planning

Regulation & Legal Obligations - Kaplan Higher Education

Registration History

Cutcher & Neale Financial Services Pty Ltd

Jul 2022 - Present Current

Authorised to deal in Superannuation (including SMSFs). All other product areas, authorised to advise only.

Cutcher & Neale Financial Services Pty Ltd

Mar 2018 - Jun 2019 Ceased

Authorised to Advise and Deal in Superannuation, including SMSF. Authorised to Advise only in all other product areas.

Source: ASIC Financial Advisers Register