Financial Adviser
· NEW LAMBTON, NSW
Andrew Sean Thomas
No disciplinary history on record with ASIC
12
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 000456666
Andrew Sean Thomas is a financial adviser based in New Lambton, New South Wales, with 12 years of experience in the financial services industry. Andrew is currently authorised under Alliance Wealth Pty Ltd. Andrew holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Bachelor of Business (International Business) from University of Newcastle. Andrew is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Government Bonds
Margin Lending
Authorised to provide tax financial advice services
Qualifications and Training
2012
Bachelor of Business (International Business)
University of Newcastle
2012
Bachelor of Commerce (Economics & Finance)
University of Newcastle
2014
Advanced Diploma of Financial Planning
Kaplan Professional
2014
Diploma of Financial Planning
Kaplan Professional
2015
Specialist SMSF Course
SuperConcepts & university of Adelaide
2015
Tier 1 Margin Lending
Other - Kaplan Professional
2016
Accredited Listed Product Adviser Program
Kaplan Professional
2018
Diploma of Finance and Mortgage Broking Management
Kaplan Professional
2020
Ethics in Financial Services Course (GSBS6516)
Ethics - University of Newcastle
Registration History
One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
Source: ASIC Financial Advisers Register