Data sourced from ASIC Financial Advisers Register
Financial Adviser · GOSFORD, NSW

Troy Peter Ottens

10 Years experience
Tax advice
authorised
Currently at
Aware Financial Services Australia Limited
Sydney, NSW
View firm profile
ASIC Registered · ADV 001238989

Troy Peter Ottens is a financial adviser based in Gosford, New South Wales, with 10 years of experience in the financial services industry. Troy is currently authorised under Aware Financial Services Australia Limited. Troy holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Certified Financial Planner from Financial Planning Association of Australia (FPA). Troy is a member of Financial Advice Association of Australia (FAAA).

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Deposit Products Government Bonds

Restrictions: Authorised to provide advice on securities as an asset class (not individual stocks). One off licensee approval is required for all products which are not listed on the approved product list.

Authorised to provide tax financial advice services

Qualifications and Training

2009
Diploma of Financial Services (Financial Planning)
Mentor Education Group
2011
Advanced Diploma of Financial Services (Financial Planning)
Integrity Education Group
2017
Certified Financial Planner
Financial Planning Association of Australia (FPA)
2018
Master of Business in Finance
University of Technology Sydney
2020
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan Professional
2024
Accredited Aged Care Professional Program
Aged Care Steps
2025
TASACL Commercial Law
Kaplan Professional

Registration History

Aware Financial Services Australia Limited
Dec 2019 - Present Current
Authorised to provide advice on securities as an asset class (not individual stocks). One off licensee approval is required for all products which are not listed on the approved product list.
Aware Financial Services Australia Limited
Dec 2018 - Nov 2019 Ceased
First Capital Financial Planning Pty Ltd
Sep 2018 - Oct 2018 Ceased
Primestock Securities Limited
Mar 2017 - Aug 2018 Ceased
Findex Advice Services Pty Ltd
Sep 2016 - Jan 2017 Ceased
Shadforth Financial Group Limited
Feb 2016 - Aug 2016 Ceased
This Authority permits the person to provide the financial services specified, under direct supervision of a personal client adviser (PCA), or in the case of written advice, where it has been checked and countersigned by a PCA before issue. Can advise in Superannuation except Self Managed Superannuation Funds.

Source: ASIC Financial Advisers Register